eComms - Compliance Analyst

eComms Compliance Analyst

About the Opportunity

Our client is a highly regarded financial services organization seeking an eComms Compliance Analyst to join its growing compliance team.

This role offers the opportunity to support a sophisticated monitoring and surveillance program within a fast-paced, high-performance environment. The successful candidate will work closely with compliance and business stakeholders to identify potential risks, support internal inquiries, and strengthen the firm's overall control framework.

What You'll Do

• Review internal electronic communications, including emails, chats, and other communication channels
• Conduct targeted searches and surveillance reviews to identify potential compliance risks and policy violations
• Support monitoring activities and internal investigations through detailed research and analysis
• Prepare clear, well-structured reports summarizing findings and key observations
• Assist with the enhancement of compliance policies, procedures, and controls
• Monitor regulatory developments and support compliance-related initiatives across the organization
• Partner with stakeholders across compliance and business functions on various projects and reviews

What You Bring

• Bachelor's degree preferred
• 1-3 years of experience in compliance, surveillance, risk, legal, or a related function within financial services
• Experience conducting electronic communications reviews, surveillance, or monitoring activities preferred
• Background within an investment adviser, hedge fund, asset manager, or broker-dealer strongly preferred
• Understanding of regulatory expectations surrounding employee communications and conduct risk
• Strong analytical, investigative, and written communication skills
• Ability to manage multiple priorities in a fast-paced environment
• Strong attention to detail and sound professional judgment

Why Apply?

• Join a best-in-class financial services organization known for its high standards and collaborative culture
• Gain exposure to complex surveillance, regulatory, and compliance matters
• Work alongside experienced professionals and key business stakeholders
• Take on meaningful responsibility while building specialized expertise in a highly sought-after area of compliance

This opportunity is well suited for a motivated compliance professional seeking broad exposure, meaningful responsibility, and a clear path for long-term growth within a best-in-class organization.